News
Auditors who use AI cannot blame the tech for mistakes, says U. K. regulator
14+ hour, 32+ min ago (162+ words) News, Events & Thought Leadership for the Chief Compliance Officer The U. K. s audit regulator has issued what it says is the worlds first guidance on the use of generative AI and agentic AI in auditing. This sets out where AI should…...
CW survey: Compliance is adopting AI tools, but governance and controls lag
3+ mon, 1+ week ago (1018+ words) News, Events & Thought Leadership for the Chief Compliance Officer More than 83 percent of respondents to a new Compliance Week and kona AI survey report using artificial intelligence (AI) but only about 25 percent say their organizations have implemented a strong governance…...
AI, finance and the new compliance mandate in APAC
3+ day, 10+ hour ago (181+ words) News, Events & Thought Leadership for the Chief Compliance Officer That is why compliance professionals should resist the temptation to view AI adoption as a technology project alone. AI in finance implicates internal controls, data governance, documentation, model validation, third-party risk,…...
AI & Compliance Survey 2026: Adoption is high. Governance and controls lag.
2+ hour, 29+ min ago (224+ words) In this 2026 survey report from Compliance Week and kona AI, 193 compliance, ethics, risk, and audit leaders reveal how their organizations are deploying AI " and where the gaps are growing. More than 83 percent report using AI tools, yet only about 25 percent…...
New code for AI Act compliance will be "de facto" standard, say experts
7+ hour, 1+ min ago (181+ words) Neil Hodge is a freelance business journalist and photographer based in Nottingham, United Kingdom. He writes on insurance and risk management, corporate governance, internal audit, compliance, and legal issues for a wide range of publications in the United Kingdom and…...
Regulatory Enforcement Archives
3+ day, 10+ hour ago (333+ words) News, Events & Thought Leadership for the Chief Compliance Officer In a complaint against'bankrupt fintech firm Synapse,'the Consumer Financial Protection Bureau accused the fintech of failing to maintain accurate records of customer funds. The enforcement action, and its $1 fine, represents…...
COSO's draft corporate governance framework provides roadmap to compliant business practices
11+ mon, 1+ day ago (215+ words) Corporate governance is, all too often, handed down from generation to generation. Like a well-worn jacket, it works great'until it doesn't. Typically, it is a crisis that forces companies to reassess their corporate governance framework, as gaps are filled and…...
COSO withdraws draft corporate governance framework due to "shifting" regulations
9+ mon, 1+ week ago (123+ words) News, Events & Thought Leadership for the Chief Compliance Officer The Committee of Sponsoring Organizations of the Treadway Commission (COSO) has withdrawn its draft corporate governance framework that it released in May, after "extensive feedback" and provisions in the recently passed…...
Sanctions, tariffs, customs and sustainability create global headache for logistics compliance
8+ mon, 3+ week ago (264+ words) Ruth Prickett graduated from Cambridge University with a BA hons in History and has specialized in business and finance journalism for the past 20 years. She was editor of Financial Management, the magazine for the Chartered Institute of Management Accountants, for…...
Vendor remote access: How to protect your organization from data breaches
2+ day, 12+ hour ago (168+ words) News, Events & Thought Leadership for the Chief Compliance Officer This webcast aired on May 7, 2019. CPE Credit(s): 1 Cybersecurity continues to be a significant area of concern, with a higher frequency of multi-million dollar, potentially deadly, security breaches, 63 percent of which can…...